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| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/31/2019 |
3. Issuer Name and Ticker or Trading Symbol
Aramark [ ARMK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 51,192.062(1) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Common Stock | (2) | 12/11/2023 | Common Stock | 10,342 | 20 | D | |
| Common Stock | (2) | 12/20/2023 | Common Stock | 7,705 | 23.92 | D | |
| Common Stock | (2) | 11/19/2024 | Common Stock | 19,301 | 28.66 | D | |
| Common Stock | (3) | 11/20/2025 | Common Stock | 21,120 | 32.65 | D | |
| Common Stock | (4) | 11/18/2026 | Common Stock | 40,190 | 34.08 | D | |
| Common Stock | (5) | 11/16/2027 | Common Stock | 41,143 | 40.74 | D | |
| Common Stock | (6) | 11/15/2028 | Common Stock | 53,828 | 36.74 | D | |
| Explanation of Responses: |
| 1. Includes 801.089 restricted stock units which will vest on November 20, 2019, 2,574.042 restricted stock units which will vest in two annual installments on November 18, 2019 and 2020, 4,508.427 restricted stock units which will vest in three annual installments on November 16, 2019, 2020 and 2021, and 8,245.504 restricted stock units which will vest in four annual installments on November 15, 2019, 2020, 2021 and 2022. |
| 2. Represents stock options, all of which are fully vested. |
| 3. Represents stock options, 15,840 of which have fully vested and 5,280 of which will vest on November 20, 2019. |
| 4. Represents stock options, 20,094 of which have fully vested, 10,047 of which will vest on November 18, 2019 and 10,049 of which will vest on November 18, 2020. |
| 5. Represents stock options, 10,285 of which have fully vested, 10,285 of which will vest on November 16, 2019, 10,285 of which will vest on November 16, 2020 and 10,288 of which will vest on November 16, 2021. |
| 6. Represents stock options, 13,457 of which will vest on November 15, 2019, 13,457 of which will vest on November 15, 2020, 13,457 of which will vest on November 15, 2021 and 13,457 of which will vest on November 15, 2022. |
| Remarks: |
| Exhibit List: Exhibit 24 - Power of Attorney |
| /s/ Robert T. Rambo, as Attorney-in-fact | 08/09/2019 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
Keith Bethel
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Harold B. Dichter, Robert T. Rambo, Jr. and Andrew L. Unton her true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a director or executive officer of Aramark (the “Company”), as applicable, (i) Forms 3, 4 or 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder (including any amendments thereto) and (ii) such forms as may be required in connection with any applications for EDGAR access codes, including without limitation the Form ID.
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4, or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney on the 6th day of August, 2019.
/s/ Keith Bethel
Signature
Keith Bethel
Printed Name