SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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|
1. Name and Address of Reporting Person*
| C/O ARAMARK HOLDINGS CORPORATION |
| 1101 MARKET STREET |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
12/11/2013
|
3. Issuer Name and Ticker or Trading Symbol
ARAMARK Holdings Corp
[ ARMK ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Common Stock |
18,577,952 |
D |
|
| Common Stock |
515,000 |
I |
See footnote
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Stock Option (Right to Buy) |
|
02/27/2017 |
Common Stock |
106,874 |
5.44 |
D |
|
| Stock Option (Right to Buy) |
|
03/05/2018 |
Common Stock |
35,624 |
9.74 |
D |
|
| Stock Option (Right to Buy) |
|
03/02/2020 |
Common Stock |
200,000 |
9.48 |
D |
|
| Stock Option (Right to Buy) |
|
06/22/2021 |
Common Stock |
200,000 |
11.63 |
D |
|
| Installment Stock Purchase Opportunity (Right to Buy) |
|
01/15/2016 |
Common Stock |
60,000 |
11.63 |
D |
|
| Explanation of Responses: |
|
|
|
|
|
|
| Remarks: |
|
|
/s/ Megan Timmins, as Attorney-in-fact |
12/11/2013 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd357320_404824.html
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Harold B.
Dichter, Megan C. Timmins, Robert T. Rambo, Jr. and Leticia Dorsa his true and
lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned, in the
undersigned's capacity as a director or executive officer of ARAMARK
Holdings Corporation (the "Company"), as applicable, (i) Forms 3, 4 or 5
in accordance with Section 16(a) of the Securities Exchange Act of 1934,
as amended, and the rules thereunder (including any amendments thereto)
and (ii) such forms as may be required in connection with any
applications for EDGAR access codes, includnig without limitation the
Form ID.
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete the execution
of any such Form 3, 4, or 5 and the timely filing of such form with the
United States Securities and Exchange Commission and any other authority;
and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorneys-in-fact, may
be of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorneys-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and
conditions as such attorneys-in-fact may approve in their discretion.
The undersigned hereby grants to such attorneys-in-fact full power and
authority to do and perform every act and thing whatsoever requisite, necessary
and proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorneys-in-fact, or their substitute or
substitutes, shall lawfully do or cause to be done by virtue of this Power of
Attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney
on the 12th day of November, 2013.
/s/ Joseph Neubauer
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Signature
Joseph Neubauer
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Print Name
