SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ARAMARK Holdings Corp
[ ARMK ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/17/2013
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.01 per share |
12/17/2013 |
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S |
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1,267,164 |
D |
$18.9
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19,932,836 |
D
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Common Stock |
12/17/2013 |
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S |
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1,118,131 |
D |
$18.9
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17,588,516 |
D
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Common Stock |
12/17/2013 |
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S |
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149,033 |
D |
$18.9
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2,344,320 |
D
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Common Stock |
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1,250 |
I |
See Footnotes
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
C/O CCMP CAPITAL, LLC |
245 PARK AVENUE |
(Street)
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1. Name and Address of Reporting Person*
C/O CCMP CAPITAL, LLC |
245 PARK AVENUE |
(Street)
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1. Name and Address of Reporting Person*
C/O CCMP CAPITAL, LLC |
245 PARK AVENUE |
(Street)
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1. Name and Address of Reporting Person*
C/O CCMP CAPITAL, LLC |
245 PARK AVENUE |
(Street)
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Explanation of Responses: |
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CCMP CAPITAL, LLC, By: /s/ Marc Unger, Name: Marc Unger, Title: COO & CFO |
12/19/2013 |
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CCMP CAPITAL INVESTORS II, L.P., By: CCMP Capital Associates, L.P., its General Partner, By: CCMP Capital Associates GP, LLC, its general partner, By: /s/ Marc Unger, Name: Marc Unger, Title: COO & CFO |
12/19/2013 |
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CCMP CAPITAL INVESTORS (CAYMAN) II, L.P., By: CCMP Capital Associates, L.P., its General Partner, By: CCMP Capital Associates GP, LLC, its general partner, By: /s/ Marc Unger, Name: Marc Unger, Title: COO & CFO |
12/19/2013 |
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CCMP CAPITAL ASSOCIATES, L.P., By: CCMP Capital Associates GP, LLC, its general partner, By: /s/ Marc Unger, Name: Marc Unger, Title: COO & CFO |
12/19/2013 |
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CCMP CAPITAL ASSOCIATES GP, LLC, By: /s/ Marc Unger, Name: Marc Unger, Title: COO & CFO |
12/19/2013 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd358220_405851.html
List of Reporting Persons
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Names:
CCMP Capital, LLC
CCMP Capital Investors II, L.P.
CCMP Capital Investors (Cayman) II, L.P.
CCMP Capital Associates, L.P.
CCMP Capital Associates GP, LLC
Address for each Reporting Person:
c/o 245 Park Avenue
16th Floor
New York, NY 10167
rrd358220_405853.html
This Form 4 is being filed by (i) CCMP Capital Investors II, L.P. ("CCMP Capital
Investors"), (ii) CCMP Capital Investors (Cayman) II, L.P. ("CCMP Cayman" and
together with CCMP Capital Investors, the "CCMP Capital Funds"), (iii) CCMP
Capital Associates, L.P. ("CCMP Capital Associates"), the general partner of the
CCMP Capital Funds, (iv) CCMP Capital Associates GP, LLC ("CCMP Capital
Associates GP"), the general partner of CCMP Capital Associates and (v) CCMP
Capital, LLC ("CCMP Capital"), the owner of CCMP Capital Associates GP (CCMP
Capital, together with the CCMP Capital Funds, CCMP Capital Associates and CCMP
Capital Associates GP, the "Reporting Persons"). The amount of securities
indicated in the first row of Table I reflects the aggregate amount of shares
beneficially owned by the CCMP Capital Funds. See footnotes (2) and (3). Each of
CCMP Capital Associates, CCMP Capital Associates GP and CCMP Capital may be
deemed, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), to beneficially own the Issuer's Common Stock
reported herein held by the CCMP Capital Funds. The actual pro rata portion of
beneficial ownership of any such shares held by the CCMP Capital Funds that may
be deemed attributable to CCMP Capital Associates, CCMP Capital Associates GP
and CCMP Capital is not readily determinable because it is subject to several
variables, including the internal rate of return and vesting of interests within
CCMP Capital Associates and the CCMP Capital Funds. The Reporting Persons
disclaim beneficial ownership of the securities to the extent it exceeds their
pecuniary interest therein and the inclusion of the shares in this report shall
not be deemed to be an admission of beneficial ownership of the reported shares
for the purposes of Section 16 of the Exchange Act or otherwise. The amount
shown represents the beneficial ownership of the Issuer's Common Stock held by
the Reporting Persons as a group. Solely for purposes of Section 16 of the
Exchange Act, the CCMP Capital Funds, CCMP Capital Associates, CCMP Capital
Associates GP and CCMP Capital, LLC may be deemed directors-by-deputization.
Information with respect to each Reporting Person is given solely by such
Reporting Person, and no Reporting Person has responsibility for the accuracy or
completeness of information supplied by another Reporting Person.