FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ARAMARK Holdings Corp [ ARMK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/17/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 12/19/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/17/2013 | S | 2,534,328(2) | D | $18.9(4) | 39,866,922 | I | See footnotes(1)(2)(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. See Exhibit 99.1 for text of footnote (1) |
2. See Exhibit 99.1 for text of footnote (2) |
3. See Exhibit 99.1 for text of footnote (3) |
4. See Exhibit 99.1 for text of footnote (4) |
Remarks: |
This Form 4/A is being filed in its entirety to include the other members of the Reporting Group listed in Exhibit 99.2 - Joint Filer Information. Exhibits 99.1 (Footnotes) and 99.2 (Joint Filer Information) are incorporated herein by reference. |
THOMAS H. LEE ADVISORS, LLC, By: THL Holdco, LLC its Managing Member, /s/ Charles P. Holden, Managing Director | 12/19/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Name and Address of Reporting Person:
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Thomas H. Lee Advisors, LLC
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Name of Joint Filer:
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Thomas H. Lee Equity Fund VI, L.P.
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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Thomas H. Lee Parallel Fund VI, L.P.
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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THOMAS H. LEE PARALLEL FUND VI, L.P.
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By: THL Equity Advisors VI, LLC, its General Partner
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By: Thomas H. Lee Partners, L.P., its Sole Member
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By: Thomas H. Lee Advisors, LLC, its General Partner
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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Thomas H. Lee Parallel (DT) Fund VI, L.P.
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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THOMAS H. LEE PARALLEL (DT) FUND VI, L.P.
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By: THL Equity Advisors VI, LLC, its General Partner
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By: Thomas H. Lee Partners, L.P., its Sole Member
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By: Thomas H. Lee Advisors, LLC, its General Partner
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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THL Equity Fund VI Investors (Aramark), LLC
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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THL EQUITY FUND VI INVESTORS (ARAMARK), LLC
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By: THL Equity Advisors VI, LLC, its Manager
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By: Thomas H. Lee Partners, L.P., its Sole Member
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By: Thomas H. Lee Advisors, LLC, its General Partner
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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THL Coinvestment Partners, L.P.
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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THL COINVESTMENT PARTNERS, L.P.
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By: Thomas H. Lee Partners, L.P., its General Partner
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By: Thomas H. Lee Advisors, LLC, its General Partner
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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Putnam Investment Holdings, LLC
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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PUTNAM INVESTMENT HOLDINGS, LLC
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By: Putnam Investments, LLC, its Managing Member
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By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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Name of Joint Filer:
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Putnam Investments Employees’ Securities Company III, LLC
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Address of Joint Filer:
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c/o Thomas H. Lee Partners, L.P.
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100 Federal Street, 35th Floor
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Boston, MA 02110
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Relationship of Joint Filer to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Aramark Holdings Corp.
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Date of Event Requiring Statement
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(Month/Day/Year):
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December 17, 2013
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Designated Filer:
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Thomas H. Lee Advisors, LLC
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PUTNAM INVESTMENTS EMPLOYEES’ SECURITIES COMPANY III, LLC
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By: Putnam Investment Holdings, LLC, its Managing Member
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By: Putnam Investments, LLC, its Managing Member
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By: Thomas H. Lee Advisors, LLC, its Attorney-in-Fact
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By: THL Holdco, LLC, its Managing Member
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By:
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/s/ Charles P. Holden | |
Name:
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Charles P. Holden
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Title:
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Managing Director
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